Financial news

DGAP-Stimmrechte: Deutsche Bank AG (english)

11/01/2019 - 13:51


Deutsche Bank AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

^
DGAP Voting Rights Announcement: Deutsche Bank AG
Deutsche Bank AG: Release according to Article 40, Section 1 of the WpHG
[the German Securities Trading Act] with the objective of Europe-wide
distribution

11.01.2019 / 13:51
Dissemination of a Voting Rights Announcement transmitted by DGAP - a
service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

---------------------------------------------------------------------------

Notification of Major Holdings

1. Details of issuer

     Name:                             Deutsche Bank AG
     Street:                           Taunusanlage 12
     Postal code:                      60325
     City:                             Frankfurt a. M.
                                       Germany
     Legal Entity Identifier (LEI):    7LTWFZYICNSX8D621K86

2. Reason for notification

     X    Acquisition/disposal of shares with voting rights
          Acquisition/disposal of instruments
          Change of breakdown of voting rights
          Other reason:

3. Details of person subject to the notification obligation

     Legal entity: UBS Group AG
     City of registered office, country: Zurich, Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.



5. Date on which threshold was crossed or reached:

     07 Jan 2019

6. Total positions

               % of voting  % of voting rights   Total of  Total number of
           rights attached             through  both in %    voting rights
                 to shares  instruments (total    (7.a. +      pursuant to
           (total of 7.a.)   of 7.b.1 + 7.b.2)      7.b.)     Sec. 41 WpHG
  New               2.96 %              9.60 %    12.56 %       2066773131
  Previo-           3.35 %              9.65 %   13.003 %                /
  us
  notifi-
  cation

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

  ISIN             Absolute                         In %
                        Direct        Indirect          Direct        Indirect
                (Sec. 33 WpHG)  (Sec. 34 WpHG)  (Sec. 33 WpHG)  (Sec. 34 WpHG)
  DE0005140008                        61216951               %          2.96 %
                                                             %               %
  Total            61216951                        2.96 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

    Type of instrument  Expiration or  Exercise or     Voting     Voting
                        maturity date  conversion      rights  rights in
                                       period        absolute          %
    Right to recall of                 At any time   16744724     0.81 %
    lent shares
    Right of use over                  At any time    7603249     0.37 %
    shares
    Physically Settled  15.02.2019 to                16715392     0.81 %
    Long Call Options   16.02.2022
    Physically Settled  11.02.2019 to               124013092   6.0003 %
    Long Call Options   17.12.2020
                                       Total        165076457     7.99 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

    Type of    Expiration   Exercise or  Cash or       Voting    Voting
    instrume-  or maturity  conversion   physical      rights    rights
    nt         date         period       settlement  absolute      in %
    Short      18.01.2019                Physical    25483971    1.23 %
    Put        to
    Options    18.12.2020
    Equity     12.02.2019                Cash         2292381    0.11 %
    Swaps      to
               14.02.2023
    Long       23.04.2019                Cash            1769  0.0001 %
    Call
    Options
    Equity     18.01.2019                Cash         5558850    0.27 %
    Futures    to
               15.03.2019
    Short      11.03.2019                Cash            2979  0.0001 %
    Put
    Warrants
                                         Total       33339950    1.61 %

8. Information in relation to the person subject to the notification
obligation

        Person subject to the notification obligation is not controlled nor
        does it control any other undertaking(s) that directly or
        indirectly hold(s) an interest in the (underlying) issuer (1.).
   X    Full chain of controlled undertakings starting with the ultimate
        controlling natural person or legal entity:

    Name               % of voting   % of voting rights  Total of both
                     rights (if at  through instruments   (if at least
                       least 3% or   (if at least 5% or    5% or more)
                             more)                more)
    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Switzerland              %                    %              %
    AG

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Europe SE                %                    %              %
    UBS Gestion                  %                    %              %
    S.G.I.I.C., SA

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Limited                  %                    %              %

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    Lantern                      %                    %              %
    Structured
    Asset
    Management
    Limited

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Americas                 %                    %              %
    Holding LLC
    UBS Americas                 %                    %              %
    Inc.
    UBS Securities               %                    %              %
    LLC

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Americas                 %                    %              %
    Holding LLC
    UBS Americas                 %                    %              %
    Inc.
    UBS Asset                    %                    %              %
    Management
    (Americas) Inc.
    UBS Asset                    %                    %              %
    Management
    Trust Company

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Asset                    %                    %              %
    Management AG
    UBS Asset                    %                    %              %
    Management
    Holding (No. 2)
    Ltd
    UBS Asset                    %                    %              %
    Management
    Holding Ltd
    UBS Asset                    %                    %              %
    Management (UK)
    Limited

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Asset                    %                    %              %
    Management AG
    UBS Asset                    %                    %              %
    Management
    Holding (No. 2)
    Ltd
    UBS Asset                    %                    %              %
    Management
    Holding Ltd
    UBS Asset                    %                    %              %
    Management Life
    Ltd

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Asset                    %                    %              %
    Management AG
    UBS Asset                    %                    %              %
    Management
    (Australia) Ltd

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Asset                    %                    %              %
    Management AG
    UBS Asset                    %                    %              %
    Management
    (Singapore) Ltd

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Asset                    %                    %              %
    Management AG
    UBS Fund                     %                    %              %
    Management
    (Luxembourg) SA

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Asset                    %                    %              %
    Management AG
    UBS Third Party              %                    %              %
    Management
    Company SA

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Asset                    %                    %              %
    Management AG
    UBS Fund                     %                    %              %
    Management
    (Switzerland)
    AG

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Asset                    %                    %              %
    Management AG
    UBS Asset                    %                    %              %
    Management
    (Hong Kong) Ltd

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Trustees                 %                    %              %
    (Bahamas) Ltd

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Trustees                 %                    %              %
    (Singapore) Ltd

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS (Jersey)                 %                    %              %
    Limited
    UBS Trustees                 %                    %              %
    (Jersey) Ltd

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Americas                 %                    %              %
    Holding LLC
    UBS Americas                 %                    %              %
    Inc.
    UBS Asset                    %                    %              %
    Management
    (Americas) Inc.

    UBS Group AG                 %                    %              %
    UBS AG                     - %               8.75 %        11.17 %
    UBS Europe SE                %                    %              %
    UBS Europe SE                %                    %              %
    (Luxembourg
    Branch)

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34
para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general
meeting:

     Proportion of voting    Proportion of    Total of
                   rights      instruments        both
                        %                %           %

10. Other explanatory remarks:



Date

     10 Jan 2019


---------------------------------------------------------------------------

11.01.2019 The DGAP Distribution Services include Regulatory Announcements,
Financial/Corporate News and Press Releases.
Archive at www.dgap.de

---------------------------------------------------------------------------

   Language:    English
   Company:     Deutsche Bank AG
                Taunusanlage 12
                60325 Frankfurt a. M.
                Germany
   Internet:    www.db.com



   End of News    DGAP News Service
---------------------------------------------------------------------------

765307 11.01.2019

°

Weiterführende Inhalte

Weiterführende Inhalte